Multistate Professional Responsibility Exam Practice Question
A department head at a firm learns that an associate has repeatedly ignored client messages. The supervisor also noticed the associate struggling to manage priorities. Which choice best addresses how the department head should perform their role?
The department head disclaims responsibility by attributing the issue to the associate’s poor organization.
The department head closely supervises the associate’s assignments to prevent future missed communications.
The department head creates practical safeguards and initiates corrective steps once the problem surfaces.
The department head should immediately terminate the associate.
The best option establishes that a supervisory lawyer implements measures to guide compliance and intervenes when an issue is recognized. Proposing that the department head avoids responsibility overlooks the fundamental requirement of supervision. Suggesting that the department head personally manages all assignments incorrectly implies a more onerous obligation than what the rules require, which focus on systems and interventions when problems arise.
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What is the supervisory lawyer's main responsibility regarding compliance under professional rules?
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What are practical safeguards a supervisory lawyer could implement?
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Why does closely supervising all assignments exceed the required obligations?
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Multistate Professional Responsibility Exam
Regulation of the legal profession
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